Search for: "Citigroup,Inc." Results 1 - 20 of 1,149
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15 May 2018, 11:45 am by Renae Lloyd
FINRA Sanctions Citigroup for Supervisory Issues According to FINRA on February 9, an AWC was issued in which Citigroup Global Markets Inc. [read post]
13 Jan 2011, 2:49 pm by Sabrina
Extraordinary Financial Assistance Provided to Citigroup, Inc., SIGTARP - Office of the Special Inspector General for the Troubled Asset Relief... [read post]
13 Sep 2012, 7:45 pm
Citigroup agrees to $590 million subprime settlement, The Washington Post, August 29, 2012 Citigroup Pays ATD Executives Again in $590 Million Deal, Bloomberg, August 30, 2012 In re Citigroup Inc. [read post]
30 Nov 2008, 5:39 pm
Professor Larry Ribstein ponders here in a thought-provoking post about the corporate governance implications of a former Treasury Secretary such as Robert Rubin who, as a sophisticated and very highly paid member of the board of Citigroup, Inc., either  did not see or did not take action to avoid his company's exposure to the economic tidal wave that led to the recent near-demise of the gargantuan financial institution known in some circles simply… [read post]
17 Nov 2008, 9:31 pm
Citigroup Global Markets is Citigroup Inc's brokerage and securities arm. [read post]
17 Apr 2009, 6:36 pm
The US District Court for the Western District of Texas should confirm an arbitration award for brokerage firm Citigroup Global Markets Holding Inc. against a former employee who failed to pay his promissory noteâ€â [read post]
29 Aug 2023, 1:10 pm by Mark Astarita
The Securities and Exchange Commission today announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc. [read post]
10 Aug 2009, 9:32 am
Late last week Reuters reported that Citigroup Inc. purchased a spot LNG cargo from the Atlantic LNG facility in Trinidad. [read post]
17 Jan 2011, 3:10 am by John L. Welch
The CAFC heard oral argument on Friday, January 14th, in Citigroup's appeal from the TTAB's decision in Citigroup Inc. v. [read post]
11 Oct 2011, 9:36 am
“Because Citigroup Global Market Inc. was not a party to the trades in question and because the claimants were not customers of Citigroup Global Markets Inc., their claims should not be subject to FINRA arbitration. [read post]
3 Nov 2009, 7:03 am by Matt C. Bailey
Citigroup, Inc., __ Cal.4th __ (2009), holding that an employment incentive provision calling for the forfeiture of restricted company stock if the employment relationship was terminated before vesting did not run afoul California Labor Code sections 201, 202, and 219.Under the specific facts of the case, Citigroup had offered a voluntary employee incentive compensation plan that provided employees with shares of restricted company stock at a reduced price in lieu of a… [read post]
20 Nov 2010, 9:00 pm
DMCA Notices: Research DMCA (Copyright) Complaint to Google; From: Citigroup Inc. [read post]